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 Executive Partners
Investment Committee
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Executive Partners Investment Committee
Executive Partners
Katie A. Umile
Katie is the founder and Chief Executive Officer of iCapital, Managing Partner in the Portsmouth, New Hampshire office, and member of the Investment Committee. Katie has been a wealth manager since 1996, starting her career at John Hancock before going independent. iCapital was formed when Katie realized that creating her own registered investment advisory firm was the only way to satisfy the needs of her demanding clients. A commitment to objective, independent financial advice has been the mission of her practice and the backbone of her firm.
C. David Weller, Esq.
David is the President of iCapital, and chairman of the Investment Committee. Following graduation from law school in 1981, David served as an advanced sales attorney with the St. Paul Life Insurance Company of St. Paul, Minnesota until 1984. From 1984 through 1990, he was a partner in an SEC registered investment advisory firm located in North Andover, Massachusetts. From 1991 through 1995, David was employed as an advanced sales attorney by the Mutual Life Insurance Company of New York and from 1995 through 1998 served as legal counsel to Hancock Partners Insurance, LLP in Boston, Massachusetts. From 1999 to 2003, he functioned as chief legal counsel to Investors Capital Holdings, Ltd., and the Eastern Point Advisors Family of Mutual Funds. David is a member of the Massachusetts bar.
Investment Committee
Oliver R. Tutt, CFP
Oliver is the Managing Partner of iCapital's Providence, Rhode Island office. He has more than a decade of experience in the financial services industry, most recently as a vice president of a Fortune 500 company. He has been a Certified Financial Planner designee since 1996. Oliver is an instructor of investments in the Certified Financial Planner program at Bryant College in Smithfield, Rhode Island. Oliver has given hundreds of seminars to seniors and others on sound principles of financial planning.
Joseph C. Parsons, CFP
Joe is the President and a General Securities Principal of Investment Advisors & Consultants, Inc., an NASD registered Broker/Dealer in Ocean, New Jersey. He is a graduate of Princeton University and entered the financial planning industry in 1977. Joe is a certified Financial Planner specializing in areas of retirement, education, and investment planning for individuals. In addition, he also specializes in pension and retirement planning for professional corporations and small businesses. Joe joined Investment Advisors & Consultants, Inc. as President in 1981. He is also responsible for recruiting, training, and supervising Registered Representatives and Principals of the firm.
Joseph C. Carr
Joseph is the President of Joseph Carr Associates in Wilbraham, Massachusetts and is associated with Investment Advisors & Consultants, Inc. Joe moved from educational administration in 1979 to a career in management with Prudential, New England, and New York Life. He created Joseph Carr Associates in 1989 to offer clients objective investment advice. After years of observing industry practices, he is convinced that in order to meet the diverse needs of all investors, an advisor must have outstanding products and services, along with the flexibility to offer creative solutions.
James Rice, CPA, CFP
Jim is the Financial & Operations Principal and Compliance Officer for Investment Advisors & Consultants, Inc. Jim began his career as a Financial Advisor with Investment Advisors & Consultants, Inc, in 1985. In the fall of 1988, Jim accepted a position with a CPA firm, where he gained valuable experience working with small business owners and high net worth individuals. In January of 1997 Jim returned to Investment Advisors & Consultants, Inc., on a full time basis to assume his current roles. Jim became a Certified Financial Planner designee in 1989 and obtained his CPA designation in March of 1994.
The iCapital Commitment
iCapital, with the help of your investment professional will:
- Assist you in defining your investment goals, time horizon, and tolerance for risk.
- Design an asset allocation strategy to accomplish your goals and objectives within your specified time horizon and tolerance for risk.
- Select investment vehicles tailored to your specific goals, time horizon, and tolerance for risk.
- Continuously monitor these investments and overall economic and market conditions to make sure your portfolio is working as hard as possible to achieve your goals
- Rebalance your portfolio to maintain your original allocation.
- Provide clear and concise quarterly reports that include:
- Portfolio holdings
- Changes in your holdings and other portfolio transactions
- Performance reporting on your individual holdings and overall portfolio
- A comparison of your portfolio's performance to applicable benchmarks
- Economic, market, and investment commentary
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iCapital, LLC
One Harbour Place, Suite 115, Portsmouth, NH 03801, 1-866-403-6440
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All Rights Reserved
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